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Holley Nethercote has opened a Sydney office, hiring a prominent financial services industry compliance consultant as general manager.
The Melbourne-based firm has confirmed to Lawyers Weekly sister title InvestorDaily that it has hired Kate Humphries as general manager of its new NSW operation.
Ms Humphries was formerly general manager of Pathway Licensee Services, a consultancy owned by fund manager and financial planning group Netwealth.
In her role at Pathway, Ms Humphries worked with Australian Financial Services Licence holders in compliance training and support, as well as advice on adapting to regulatory change.
Before joining Netwealth, she held compliance officer roles at life insurer Zurich and ANZ-owned Financial Services Partners.
Holley Nethercote also owns and operates an AFSL consulting and training company called Compact.
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